Guides and forms

We have Forms and Documents for both you the adviser and for your clients.

Adviser Literature

We have a range of useful guides and forms aimed specifically at advisers which describe our products and services.

+Adviser forms

Adviser charging agreement form – on our current platform

Adviser charging agreement form – on our new platform

Third party authority form

Confirmation of verification of identity form

Terms of business

Terms of business adviser acceptance

Terms of business additional office/registered individuals

O.P.Is terms and conditions of use

+Adviser Guides

Your Business and the Alliance Trust Savings Platform

Adviser Charging Guide and Rules (Select Products)

AKG's Platform Profile & Financial Strength Report

Identification Requirements Guide

+Model Portfolio and Discretionary Fund Manager literature

Adviser guide to model portfolios

Model Portfolios: Supporting your investment proposition


7IM

Adventurous

balanced

Income

Moderately Adventurous

Moderately Cautious

EQ Investors

Positive Impact Adventurous

Positive Impact Adventurous Plus

Positive Impact Balanced

Positive Impact Balanced Plus

Positive Impact Cautious

Positive Impact Cautious Plus

Positive Impact High Octane

LGT Vestra

Adventurous

Balanced

Cautious

Defensive

Growth

Strategic Income

Citywire Award Winner

Morningstar

Adventurous Active

Adventurous Passive

Cautious Active

Cautious Passive

Moderate Active

Moderate Income

Moderate Passive

Moderately Adventurous Active

Moderately Adventurous Passive

Moderately Cautious Active

Moderately Cautious Income

Moderately Cautious Passive

Multi-Asset Real Return 100

Multi-Asset Real Return 300

Multi-Asset Real Return 500

Multi-Asset Real Return Flexible

Waverton

Waverton Balanced

Waverton Cautious

Waverton Conservative

Waverton Defensive

Waverton Growth

Waverton Portfolio Service Quarterly Report

Sarasin

Sarasin Balanced

Sarasin Cautious

Sarasin Defensive

Sarasin Equity

Sarasin Growth

New client literature for Advisers setting up Client Accounts on our Composer platform

From Application Forms and Key Facts documents to our Conflicts Handling policy, you will find everything you need to open, manage and request withdrawals for your clients.

+Fees and charges

Charges Guide

+Application forms

Child SIPP - application form

First Steps – application form

GIA - application form

GIA - corporate application form

GIA - trust application form

GIA - club and society application form

Junior ISA - application form

SIPP - application form

Pension transfer with safeguarded benefits form

Stocks & Shares ISA - application form for advised clients

Stocks and Shares ISA - top up form

+General forms

Appropriate Assessment Form

ATS – Change of Address Form

SIPP – Annuity Purchase Form

Cancellation Notice

SIPP – Employer Contributions Consent Form

SIPP – Expression of Wish Form

SIPP – Receiving Scheme Warranty

SIPP – Accessing Your Pensions Savings

Self Certification Form – Individual

Self Certification Form – Entity

+Withdrawal/Transfer forms

Stocks & Shares ISA – Transfer In Request Form

GIA and Stock & Shares ISA – Regular Withdrawal Form

GIA and Stock & Shares ISA – Personal Representatives

GIA and Stocks & Shares ISA – Withdrawal Form

GIA – Request to Transfer In Investments

SIPP – Transfer In Request Form

Junior ISA – Transfer In Request Form

+Guides

Platform Guide for Advised Clients

SIPP – Accessing Your Pension Savings Guide

SIPP – Guide for Employers

+Formal documents

Compensation statement

Complaints handling procedure

Conflicts of interest policy

FSCS Information Sheet

Identification requirements guide

List of funds - clean share class

List of equities

List of exchange traded products

List of Investment Trusts

Order Execution policy

SIPP scheme rules

+Key facts/Information sheets

Generic Investment Illustrations

GIA guide

Interest rate tables

Junior ISA - key facts

SIPP - key facts

Stocks and Shares ISA - key facts

Personal identifier reference list

+Terms & Conditions

ATS - terms and conditions

Client Literature for servicing Advised Client Accounts on our current platform

From Application Forms and Key Facts documents to our Conflicts Handling policy, you will find everything you need to open, manage and request withdrawals for your clients.

+Fees and charges

Charges Guide

+Application forms

Child SIPP – application form

First Steps – application form

IDA – application form

IDA – clubs/society application form

IDA – corporate application form

IDA – Trust application form

Junior ISA – application form

SIPP – application form

Pension transfer with safeguarded benefits form

Stocks & Shares ISA – Application form for advised clients

Stocks & Shares ISA – top up form

+General forms

Appropriate Assessment Form

ATS – Change of Address Form

ATS – Third Party Authority Form

Entity Self-Certification Form

Individual Self-Certification Form

SIPP – Annuity Purchase Form

Cancellation Notice

SIPP – Employer Contributions Consent Form

SIPP – Expression of Wish Form

SIPP – Receiving Scheme Warranty

SIPP – Accessing Your Pension Savings Form

Self Certification Form – Individual

Self Certification Form – Entity

+Instruction forms

ISA - instruction form

First Steps - instruction form

IDA - instruction form

Junior ISA - instruction form

SIPP - instruction form

+Withdrawal/Transfer forms

Stocks & Shares ISA – Transfer In Request Form

Stocks & Shares ISA – Additional Permitted Subscription Application

IDA – Request to Transfer In Investments

IDA & Stocks & Shares ISA – Income Withdrawal Form

IDA & Stocks & Shares ISA – Personal Representatives

IDA & Stocks & Shares ISA – Withdrawal Form

SIPP – Transfer In Request Form

Junior ISA – Transfer In Request Form

First Steps – Withdrawal Form

Inter Account Transfer Form

+Guides

Platform Guide for Advised Clients

IDA – Guide

SIPP – Accessing Your Pension Savings Guide

SIPP – Guide for Employers

+Formal documents

Compensation statement

Complaints handling procedure

Conflict of interest policy

Identification requirements guide

FSCS Information Sheet

List of funds - clean share class

List of equities

List of exchange traded products

List of Investment Trusts

Order Execution policy

SIPP scheme rules

+Key facts/Information sheets

Generic Investment Illustrations

Interest rates table

Junior ISA – Key Facts

SIPP – Key Facts

Stocks & Shares ISA – Key Facts

Personal identifier reference list

+Terms & Conditions

ATS – Terms and Conditions